2024 Comment Letters
October 16, 2024
Virtu’s Comment Letter on CIRO’s Proposed Amendments Respecting Net Asset Value Orders and Intentional Crosses
August 29, 2024
Virtu’s Comment Letter on the Proposed Fee Filings to Fund the Consolidated Audit Trail
August 5, 2024
Virtu’s Comment Letter on Nasdaq Bid Price Compliance Period Proposal
July 15, 2024
Virtu Petition for Rulemaking on Exchange Listings of Penny Stocks
June 21, 2024
Virtu’s Comment Letter Requesting the SEC Re-Propose and Re-Open Comment Period on Key Proposals
June 5, 2024
Virtu’s Comment Letter to the FCA on Payment Optionality for Investment Research
April 19, 2024
Virtu’s Comment Letter on CIRO Short Sale Rule Proposal
April 10, 2024
Virtu’s Comment Letter on Nasdaq’s Proposed Connectivity Fee Increase
January 29, 2024
Virtu’s Comment Letter on NYSE’s Proposed Enhancements to its DMM Program
2023 Comment Letters
December 4, 2023
Virtu’s Comment Letter on CSA/CIRO Request for Feedback on SEC Market Structure Proposals
October 10, 2023
Virtu Comment Letter on SEC’s Predictive Data Analytics Proposal
August 24, 2023
Virtu’s Supplemental Comment Letter on SEC’s Best Execution and Order Competition Proposals
August 23, 2023
Virtu’s Comment Letter on Nasdaq’s Reverse Split Notification and Disclosure Rule Proposal
August 11, 2023
Virtu’s Comment Letter on FINRA Liquidity Risk Management Rule Proposal
August 1, 2023
Virtu’s Comment Letter on FINRA Residential Supervisory Location Proposal
July 31, 2023
Virtu’s Comment Letter on FINRA 605 Proposal
June 13, 2023
Virtu’s Comment Letter on Proposed Amendments to Reg SCI
June 13, 2023
Virtu’s Comment Letter on SEC’s Reg ATS Proposal
June 12, 2023
Virtu’s Update on SEC’S No Action on Research Unbundling
April 20, 2023
Growing Consensus Supports Phased & Limited SEC Reforms
March 30, 2023
Virtu Comment Letter on SEC’s Proposed Amendments to Regulation NMS
March 30, 2023
Virtu Comment Letter on SEC’s Proposed Amendments to Enhance Disclosure of Order Execution Information
March 30, 2023
Virtu Comment Letter on SEC’s Proposed Regulation Best Execution
March 30, 2023
Virtu Comment Letter on SEC’s Proposed Order Competition Rule
March 24, 2023
Joint Comment Letter on SEC Proposals by Cboe, State Street, T. Rowe Price, UBS, and Virtu
February 24, 2023
Virtu Comment Letter in Support of SIFMA’s Request to Extend Comment Period on Four Rule Proposals
February 21, 2023
Virtu Comment Letter on CSA’s Consultation Paper for Access to Real-Time Market Data
February 14, 2023
Virtu Comment Letter on SEC’s Proposed Open-End Fund Rules
2022 Comment Letters
September 30, 2022
Virtu Comment Letter on Exemption for Certain Exchange Members
August 23, 2022
Virtu Comment Letter on Proposed FINRA Rule Change to Adopt Residential Supervisory Locations
June 22, 2022
Virtu Comment Letter on Proposed Amendments to NMS Plan for CAT Fees
June 13, 2022
Virtu Comment Letter on SEC’s Proposed SPAC Rules
May 27, 2022
Virtu Comment Letter on SEC’s Dealer Definition Proposal
May 11, 2022
Virtu Comment Letter on CFTC’s Request for Comment on FTX’s DCO Amendment
May 9, 2022
Virtu Comment Letter on FINRA’s Solicitation for Comment on Complex Products
May 9, 2022
Virtu Comment Letter on SEC’s Proposed Cybersecurity Disclosure Requirements
April 26, 2022
Virtu Comment Letter on SEC’s Short Position and Short Activity Reporting Proposal
April 18, 2022
Virtu Comment Letter on SEC’s Proposal to Amend the Definition of “Exchange” under Exchange Rule 3b-16, Reg ATS, and Reg ATS-N
April 11, 2022
Virtu Comment Letter on SEC’s Proposal to Shorten the Securities Transaction Settlement Cycle
April 04, 2022
Virtu Comment Letter on Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (GBTC) ETF
March 29, 2022
Virtu Comment Letter on SEC’s Proposals to amend Rule 10b5-1 and Share Repurchase Disclosures
January 26, 2022
Virtu Comment Letter on SEC’s Order Instituting Proceedings on IEX’s Market Data Fee Filing
2021 Comment Letters
December 22, 2021
Virtu Comment Letter on SEC’s Proposed Rule on Proxy Voting Advice
September 28, 2021
Virtu Comment Letter on SEC’s Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices
September 20, 2021
Petition for Rulemaking to Amend SEC Rule 605
June 10, 2021
Real Price Improvement; Investor Advisory Committee; U.S. Securities and Exchange Commission
2020 Comment Letters
November 11, 2020
Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data
August 28, 2020
NYSE Rule Filings Seeking SEC Approval to Establish Fee Schedules for the Provision of Wireless Connections
May 26, 2020
Proposed Rule on Market Data Infrastructure
March 10, 2020
NYSE Rule Filing Seeking SEC Approval to Establish Fee Schedules for the Provision of Wireless Connections
2019 Comment Letters
June 25, 2019
NYSE Mahwah Roof
April 25, 2019
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
February 20, 2019
Public Consultation on Change to Rule for Registration of Cross Orders in Exchange Environment
2018 Comment Letters
October 23, 2018
Roundtable on Market Data and Market Access
May 23, 2018
Proposed Transaction Fee Pilot for NMS Stocks
April 20, 2018
Roundtable on Market Structure for Thinly-Traded Securities
January 3, 2018
Virtu Comment Letter on FINRA Regulatory Notice 17-41 requesting comment on FINRA Rule 5250 (Payments for Market Making)
2017 Comment Letters
December 6, 2017
Petition for Rulemaking Concerning Market Data Fees
June 12, 2017
Proposal by the Bats BZX Exchange to introduce the Bats Market Close
February 27, 2017
Proposed Rule Change to Adopt the CHX Liquidity Taking Access Delay
2016 Comment Letters
December 20, 2016
Proposed Rule Change to Bats BZX Rule 14.13 and to Bats BZX Fee Schedule (File No. SR-BatsBZX-2016-60)
November 128, 2016
CFTC’s Proposed Rule 81 FR 85334
November 21, 2016
Use of Derivatives by Registered Investment Companies and Business Development Companies
October 6, 2016
Securities Exchange Act Release No.78713 (August 29, 2016); SR-NASDAQ-2016-120
September 21, 2016
Proposed Rule Change to Adopt the CHX Liquidity Taking Access Delay
August 15, 2016
FINRA’s proposal to expand the TRACE Reporting Rules
April 22, 2016
Notice Seeking Public Comment on the Evolution of the Treasury Market Structure
2015 Comment Letters
December 28, 2015
Notice of Proposed Rulemaking on Regulation Automated Trading (“Regulation AT”), RIN 3038-AD52
December 2, 2015
Proposal to amend Regulation ATS
November 6, 2015
Investors’ Exchange LLC Exchange Application
2014 Comment Letters
December 19, 2014
Proposed National Market System Plan To Implement a Tick Size Pilot Program on a One-Year Pilot Basis
July 28, 2014
Roundtable on Equity Market Structure
January 10, 2014
Risk Controls and System Safeguards for Automated Trading Environments
2010 Comment Letters
July 9, 2010
Market Maker Obligations